Debates — Corporate Manslaughter and Corporate Homicide Act 2007

Committee stage in the Lords

17 Jan 2007102 speechesView in Hansard ↗

The Deputy Chairman of Committees (Baroness Turner of Camden)If there is a Division in the Chamber while we are sitting, the Committee will adjourn as soon as the Division Bells ar…
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The Deputy Chairman of Committees (Baroness Turner of Camden)Labour
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If there is a Division in the Chamber while we are sitting, the Committee will adjourn as soon as the Division Bells are rung and resume after 10 minutes. Clause 4 [Military activities]:
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Lord Lee of Traffordmoved Amendment No. 44:
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Lord Lee of TraffordLiberal Democrat
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moved Amendment No. 44:
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Lord Hunt of WirralFrom these Benches, we of course want to see the blanket exemption for military combat operations maintained. I have be…
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Lord Hunt of WirralConservative
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From these Benches, we of course want to see the blanket exemption for military combat operations maintained. I have been greatly assisted in preparing for this debate by the fact that my noble friend Lord Henley was also a Defence Minister. I am very grateful for the kind and generous remarks made by the noble Lord, Lord Lee, in that context already. Amendment No. 44 would ensure that activities carried out in preparation for training operations would not be exempt from the duty of care owed by the Ministry of Defence. We therefore support this amendment and Amendment No. 49, although we would want Clause 4 to remain part of the Bill.
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Lord RamsbothamAs an ex-military man, I am entirely in sympathy with what the noble Lord, Lord Hunt, has said. We have heard a certain…
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Lord RamsbothamCrossbench
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As an ex-military man, I am entirely in sympathy with what the noble Lord, Lord Hunt, has said. We have heard a certain amount during this debate about the need for common sense and that the person in the boardroom should understand what this is all about. In this case, the boardroom is the military officers who are responsible for preparing troops for war. I do not believe that they would see any difference between the words “preparation” and “training”. They could not do that. Therefore, I hope very much that the amendment will not be accepted.
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The Advocate-General for Scotland (Lord Davidson of Glen Clova)I have noted the concerns expressed in this brief debate, both on the specific question of preparatory activities and o…
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The Advocate-General for Scotland (Lord Davidson of Glen Clova)Labour
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I have noted the concerns expressed in this brief debate, both on the specific question of preparatory activities and on whether there should be any specific exemption for military activities. I preface my remarks with the general point that the operational activities of the Armed Forces represent exclusively public functions and therefore fall to be exempt under Clause 3(2). However, that exemption does not apply to duties owed as employer and occupier. By contrast, the exemption in Clause 4 operates across all categories of the relevant duty of care. It is therefore of most substantive effect in respect of the responsibilities of the Ministry of Defence as employer, and I shall focus on that aspect. The Armed Forces, by the very nature of their activities, are in a unique position, often working in extremely difficult and volatile situations where military objectives are imperative. That raises very difficult questions about the extent to which the courts should later scrutinise their decisions about the way those objectives were secured and whether the systems in place for carrying out those activities were adequate. Those difficulties have been recognised in the civil courts, and it is now an established part of the civil law that a combat immunity extends to the Armed Forces. The courts have expressed it in these terms: “In the course of hostilities service personnel will be exposed to the risk of death and of injury, both physical and psychological. That is the nature of warfare. But the welfare of the soldier, sailor or airman must be subordinated to their combat role”. Those are the dicta of Mr Justice Owen expressed in a case in 2003, Multiple Claimants v Ministry of Defence. Here is another quote from Mr Justice Starke, in Shaw Savill and Albion Co Ltd v The Commonwealth: “There is no doubt that the executive government and its officers must conduct operations of war, whether naval, military, or in the air, without the control or interference of the courts of law. Acts done in the course of such operations are not jusiticable and the courts of law cannot take cognizance of them”. Clause 4 is based on that concept. I believe that it is right that such immunity should extend for the purposes of the new offence. To the extent that the opposition to Clause 4 standing part of the Bill is aimed at bringing combat operations within the scope of the offence, I resist the suggestion. I phrase my remarks in that way because one of the consequences of the recognition of a combat immunity is that, whether or not an exemption is specifically granted in the Bill, the Armed Forces will not owe a duty of care where combat immunity applies. This provision is important for the sake of clarity for the Armed Forces and to remove the possibility of speculative and potentially damaging prosecutions. But it also means that, for combat immunity, we are not exempting activities that would otherwise be covered. There is the specific question of preparatory activities. Combat immunity recognises that preparatory activities should be exempt from liability. At the risk of providing the Committee with a legal lecture, in the leading case on combat immunity, to which I have already referred, Mr Justice Owen stated: “In aggressive operations the objective will be defeat of the enemy; in defensive operations the successful repulse of the enemy. In the planning of and preparation for such operations the interest of service personnel must be subordinate to the attainment of the military objective. In my judgement the military cannot be constrained by the imposition of civil liability in the planning of and preparation for such operations any more than in their execution”. We are satisfied that it is right that this aspect of combat immunity should extend to the new offence. If criminal liability were potentially to attach to decisions made during the lead-up to combat operations, commanders may become risk-averse at a time when military imperatives require them to focus completely on the military task in hand. Logistic constraints will always restrict the personnel and kit that can be made available and will always limit the available options. This will mean that all involved will operate under stress, and to restrict the exemption to “combat only” would risk giving undue prominence to one of the many factors that commanders should have in mind when preparing to deploy. Similar arguments apply in respect of the police. Operations tackling terrorism, civil unrest and serious disorder will place very significant pressures on police forces and may well be carried out in haste in emergency situations. The police and other law enforcers will not necessarily have the luxury of time or resources to ensure that all their obligations under health and safety have been met before attending to the situation. That could be detrimental to the protection of the public from serious threats. Some concern has been expressed that “preparation for” could be interpreted very widely by the courts to cover routine training or, for example, routine maintenance of riot control equipment. That is not the intention, and it would be a very wide reading of the term, particularly given that specific mention is made of training in both Clauses 4 and 5, which exempt only “hazardous” training. We are therefore satisfied that it would not cover activities such as basic recruit training, training for new roles or equipment, adventurous training, or the normal testing or evaluation of equipment. It would also stretch the meaning of “in preparation for” too far to include routine maintenance of equipment. The exemptions deal with activities that are, “in preparation for, or directly in support of”, particular operations. We think that supports a narrow reading of the exemption where the police or Ministry of Defence will need to establish a proper connection between the activities in question and relevant operational activity.
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The Earl of Mar and KellieIn this group, we are also considering whether the whole clause should stand part of the Bill. An example of complete c…
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The Earl of Mar and KellieLiberal Democrat
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In this group, we are also considering whether the whole clause should stand part of the Bill. An example of complete communication failure from the 19th century is the Charge of the Light Brigade. I understand that the brigade was tasked with charging different guns, but communications became muddled and it ended up attacking guns well up the Valley of Death, as we well know, and coming to considerable grief. Will the Minister explain whether that incompetent communication between commanders would have ended up as being corporate homicide?
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Lord Davidson of Glen ClovaOn and on they rode, but they did not ride into a position of corporate manslaughter. I submit that that is, par excell…
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Lord Davidson of Glen ClovaLabour
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On and on they rode, but they did not ride into a position of corporate manslaughter. I submit that that is, par excellence, an example of an operational activity and therefore would not come under the clause.
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Lord Lee of TraffordI am sorry that the Minister seems to have been unable or unwilling to differentiate between the example of body armour…
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Lord Lee of TraffordLiberal Democrat
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I am sorry that the Minister seems to have been unable or unwilling to differentiate between the example of body armour or protective clothing being available to the police or to the military, and aggressive or combat operations, which I certainly did not attempt to bring within the scope of the Bill. I hear what he says. I am sure that we will return to the matter on Report. In the circumstances, however, I beg leave to withdraw the amendment. Amendment, by leave, withdrawn.
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Lord Hunt of Wirralmoved Amendment No. 45:
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Lord Hunt of WirralConservative
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moved Amendment No. 45:
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Lord Boyd of DuncansbyIn 1940 very many would-be pilots never actually made it to the Battle of Britain because, sadly, they died in training…
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Lord Boyd of DuncansbyCrossbench
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In 1940 very many would-be pilots never actually made it to the Battle of Britain because, sadly, they died in training before they got there. Those who made it had a life expectancy measured in weeks; certainly, their training was inadequate. I hope that the operations on which United Kingdom forces are engaged at present allow for better training and better provision of safety equipment such as body armour. But in a hypothetical conflict in which Britain is under attack, either through terrorism or in a more conventional way, might not a 1940-type situation be caught by the noble Lord’s amendment? Is that not a reason to resist the amendment? We are dealing with the security of the nation. Sometimes, sadly, we have to ask young men, and now women, to put their lives on the line so that in future we can have the kind of debate that the Committee is having today.
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Lord RamsbothamI again declare an interest as a former military officer. I sympathise entirely with the views of the noble Lord, Lord…
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Lord RamsbothamCrossbench
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I again declare an interest as a former military officer. I sympathise entirely with the views of the noble Lord, Lord Lee, on including the failure to provide essential equipment, such as happened in the tragic case of Sergeant Roberts, who lacked a flak-jacket. This is a better point at which to have that debate than when talking about preparation, which can be included in training. We all agree with that. I suspect that at the back of noble Lords’ minds are cases such as those at Deepcut, which we recently discussed. That was not operational training, preparation for operations or anything to do with equipment. I sympathise with the views expressed on equipment. I was in such a position when I took my company to Borneo in 1965. We were largely equipped from the streets of Singapore, where we bought equipment because it was stupid to go off into the jungle with our only bedding a large greatcoat with a hole in the middle, which had been designed to enable guardsmen to drill in the rain, and an army blanket that was so heavy that when it got wet—you always were wet in the jungle—that it was absolutely pointless having it. We ended up having 30lbs on our back as opposed to the 72lbs that we would have had to carry if we had taken the military equipment. That was not necessarily a failure on the part of the Government of the time; equipment was available which suited some places, but not Borneo. I can see the case for the amendment. I refer to circumstances where you cannot say, for example, that there is a front line. Everyone driving in Iraq may well need a flak-jacket because they may well come under fire. That is fine. However, I am a little concerned about including “training” in the measure because it is such a catch-all term. Pilot training in 1940 was mentioned. I call that operational training; therefore, to my mind, it does not qualify. I have been on exercises when soldiers were killed, many of them in traffic accidents and other incidents which you cannot really say represented a failure of ministerial responsibility. I am a touch worried about this. I agree with the sentiment of this provision; for example, the lack of a flak jacket for Sergeant Roberts was occasioned by the fact that the request for purchasing such equipment sat unsigned on the Secretary of State’s desk for up to six months. That suggests to me a failure of ministerial responsibility and culpability. If officials play a part, they have managerial responsibility, which seems to me to come entirely within the remit of the Bill. It would therefore be perverse on these occasions if the Ministry of Defence and such activities were excluded. But I have a slight hang-up about the question of training.
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The Earl of Mar and KellieThis amendment could help the senior military officers who ultimately have to advise the Government whether the Army or…
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The Earl of Mar and KellieLiberal Democrat
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This amendment could help the senior military officers who ultimately have to advise the Government whether the Army or Royal Air Force is ready to go on a mission. The noble and learned Lord the former Lord Advocate raised the issue of home defence. I see home defence and the slightly more voluntary operations in which we now seem to be getting involved as slightly different situations. Senior military officers would have a clear idea about whether the Army was ready for a mission, according to whether it was properly equipped.
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Lord Davidson of Glen ClovaI have spoken at some length on the question of exempting the military in certain circumstances. The amendment recognis…
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Lord Davidson of Glen ClovaLabour
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I have spoken at some length on the question of exempting the military in certain circumstances. The amendment recognises the case for exemption but proposes to narrow it in key respects. Many of the general points that I have made about exempting the military are equally applicable in this context. The current exemption for the Armed Forces in relation to operations, or when engaged in activities of a war-like nature, recognises the inherent nature of conflict and combat, where decisions have to be taken quickly, often with imperfect information and sometimes where all alternatives are unpalatable. The civil courts have already recognised that they are not in an appropriate position to assess questions about how military objectives were obtained. As I mentioned in our previous debate, this takes the form of a combat immunity, a consequence of which is that the Bill does not exempt activities in this respect, as they are not covered by a duty of care. That is relevant here, too, because it limits the effect of this amendment. It would not bring matters of training and equipment within the scope of the offence because no relevant duty of care is owed in respect of the sort of combat circumstances covered by the exemption as it stands. To bring those sorts of circumstances within the scope of the offence would mean not only removing this exemption from the Bill, but also creating a new duty of care. That would represent a far more extensive change in the law than we are currently considering, even taking into account the lifting of Crown immunity, and it would involve much wider questions about where the Armed Forces should owe duties of care. The Bill is not an appropriate vehicle for that sort of debate, and it is a route that the Government would be very reluctant to go down in any event. Nevertheless, I appreciate the importance of this issue and wish to respond to the concerns it raises. We have considered carefully, in consultation with the Ministry of Defence, the extent to which the military should be exempt from the offence. There are very clear concerns that seeking to apply corporate manslaughter laws to combat situations would be onerous and would threaten judgments of commanding officers who are trying to do the best they can in the circumstances. Nor do we think it would be possible sensibly to divide operational judgments into those that might be subject to corporate manslaughter laws and those that are not. In the case of this amendment, who is to decide what constitutes “adequate training”? Would the Armed Forces risk liability if a commanding officer ordered soldiers to carry out dangerous activities because, in the heat of battle, that was the only recourse available to him, even though they might not have had the ideal equipment or training? There might be similar difficulties with judging whether there had been “failure to provide reinforcements”. Might a divisional commander be entitled to refuse to carry out a potentially battle-winning strike unless he is promised an array of reinforcements? Operational front-line commanders must retain the ability to make appropriate operational decisions based on dynamic risk assessment, and it would be unduly onerous to impose liability in these sorts of circumstance. The death of Sergeant Steven Roberts in Iraq, in circumstances in which he had been required to hand in his body armour, was a tragedy and I express my deepest sympathy to his family and others who loved him. That case has been fully investigated and was subject to a coroner’s inquest that delivered a narrative verdict in December. This ensured a full and public examination of the circumstances of his death and the factors surrounding it. That is of course important, but we do not believe that the criminal law can simply be superimposed in these circumstances. That would bring the way in which the Armed Forces prepared for combat operations, and supplied and deployed their forces in the field, within the ambit of the criminal law. This risks placing a heavy new onus on senior commanders and distorting operational priorities by placing a particular emphasis on one set of factors. Combat operations cannot be susceptible to this if we wish to retain our full operational effectiveness. These are enormously difficult circumstances, and each death will be a tragedy. Drawing a line that excludes any of them from the ambit of the offence will inevitably appear harsh and unjust. Lifting Crown immunity would bring the criminal law into the workings of the Government, including the Ministry of Defence, to a very considerable extent. But we are clear that the discharge of public responsibilities, including the way in which combat operations are prepared for and waged, are not areas where the criminal law ought to apply. I therefore urge the noble Lord, Lord Hunt, to withdraw his amendment.
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Lord Hunt of WirralI am grateful to the noble and learned Lord, Lord Boyd, the noble Lord, Lord Ramsbotham, and the noble Earl, Lord Mar a…
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Lord Hunt of WirralConservative
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I am grateful to the noble and learned Lord, Lord Boyd, the noble Lord, Lord Ramsbotham, and the noble Earl, Lord Mar and Kellie, for their contributions. This is a difficult area. The whole question of inadequate equipment raises a number of issues, and I am therefore also grateful to the noble and learned Lord, Lord Davidson, for his response. It is a difficult decision and I will want to reflect on it, particularly on the points made by the noble Lord, Lord Ramsbotham, about training. I am now left to think about ways in which we can address cases where there has been a gross breach of the duty of care in respect of equipment. Perhaps we shall return to this at a later stage. In the mean time, I beg leave to withdraw the amendment. Amendment, by leave, withdrawn. Clause 4 agreed to. Clause 5 [Policing and law enforcement]:
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Lord Henleymoved Amendment No. 46:
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Lord HenleyConservative
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moved Amendment No. 46:
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The Deputy Chairman of CommitteesIf Amendment No. 46 is agreed to, I cannot call Amendments Nos. 47 to 50 by reason of pre-emption.
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The Deputy Chairman of CommitteesLabour
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If Amendment No. 46 is agreed to, I cannot call Amendments Nos. 47 to 50 by reason of pre-emption.
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The Earl of Mar and KellieCan the Minister explain whether the police are in any danger over deaths that result from hot-pursuit vehicle chases?…
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The Earl of Mar and KellieLiberal Democrat
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Can the Minister explain whether the police are in any danger over deaths that result from hot-pursuit vehicle chases? When it was announced earlier this week that two young men had died on the Underground while running away from what I think was a graffiti bombing and video trip, there was an implication in the news media that they had been chased by staff away from something that they should not have been doing. I hope that the Bill covers that. Can the Minister help me on that?
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Lord RamsbothamI have a small legal point. One part of law enforcement which impacts on the Prison Service that is not specifically co…
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Lord RamsbothamCrossbench
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I have a small legal point. One part of law enforcement which impacts on the Prison Service that is not specifically covered is the escort of prisoners. If that is carried out on a commercial basis, it seems to me to be covered by Clause 2(1)(c)(iii), which covers, “the carrying on by the organisation of any other activity on a commercial basis”, because the organisation is being paid for it. I am concerned about the escorting of prisoners by members of the Prison Service, for instance, when in a way they have the responsibility of constables. That constable status exists while they are inside prison premises. As I said, this may be a small legal point, but there are occasions where things happen to prisoners while they are being transported that might come up under the Bill.
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Lord Boyd of DuncansbyThis exemption, as I understand it—perhaps the Minister will confirm this—applies where law enforcement operations are,…
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Lord Boyd of DuncansbyCrossbench
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This exemption, as I understand it—perhaps the Minister will confirm this—applies where law enforcement operations are, “dealing with terrorism, civil unrest or serious public disorder”, and not otherwise, so ordinary policing operations are not caught by it. I have a worry about this. Five years ago, we did not anticipate the terrorist threat that we now face in this country. Certainly I believe from everything that I learnt from my time as Lord Advocate that it is extremely serious in this country. It is also clear that there are those who will threaten the country with chemical, biological or radioactive material. We may have to respond very quickly to these threats as they develop. I am concerned that if we were to include, for example, adequate training and the provision of equipment, training that is absolutely necessary for protecting the civil population might not happen because, for example, there is no adequate equipment or people will think that there is no adequate equipment. The Bill is rightly creating a society averse to the risk of death, but I am concerned that at some point we will face in this country unforeseen threats which we must respond to very quickly, and one would not want the preparations or the training for these threats to go by the board simply because we are waiting until all the equipment and training are in place.
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Lord DearI declare an interest as a serving police officer for more than 30 years; indeed, I served in the significant tactical…
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Lord DearCrossbench
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I declare an interest as a serving police officer for more than 30 years; indeed, I served in the significant tactical front-line and strategic ranks in incidents of severe public disorder. Everything that was adduced to support the previous clause can equally be adduced to support this one. I was much taken with the noble Lord’s comment about reviewing the Bill to cover gross breaches in relation to inadequate equipment. I would support a provision to deal with such negligence. The noble Lord, Lord Ramsbotham, spoke very eloquently about military training. Very much the same arguments apply to the training of the police. It would be a mistake to prevent the police having access to training that would prepare them for violence on the streets, which has been rapidly increasing for some time. In the lifetime of most of the occupants of this Room, we have seen the policing of severe disorder move from the policing of the sort that we saw in Grosvenor Square in the 1960s, when the police simply linked arms and leant against the crowd, to firearms being discharged against the police and petrol bombs being used, which I have experienced. Of course we now face a whole range of theoretical possibilities, which I need not go into. I support the clause as it stands.
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Lord Bassam of BrightonI am very grateful to all those who have taken part in the debate. I agree in essence with the point that the noble Lor…
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Lord Bassam of BrightonLabour
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I am very grateful to all those who have taken part in the debate. I agree in essence with the point that the noble Lord, Lord Dear, has just made: this is in a sense a re-run of earlier debates. Nevertheless, it is important for me to recite the Government’s position, because some refinements have been made to it and there are important points of distinction. It might help if I outline some of the general principles behind Clause 5 before moving to the more specific points that have arisen. There are three important points, and there will probably be a degree of agreement on these in the Committee. First, the police are not and must not be above the law. This is a basic tenet of policing within the democratic framework, and it must be the overriding principle in any debate of this nature. Secondly, and linked to the first point, in limiting the scope of the offence as we have done we have not acted lightly or gone beyond what we feel is absolutely necessary in the circumstances. I fully sympathise with the attempts to widen the scope of the Bill to cover matters more fully, but, for the reasons that I shall enumerate, I cannot agree that it is the right approach.
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Lord HenleyI suppose that I ought to say that I am grateful to the noble Lord, Lord Bassam, for his comments, but there seemed to…
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Lord HenleyConservative
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I suppose that I ought to say that I am grateful to the noble Lord, Lord Bassam, for his comments, but there seemed to me to be some confusion in his remarks. Somewhere roughly in the middle of his speech he seemed rather to lose his thread. I shall have to look very carefully at what he had to say in dealing with my amendments. Having said that, I am very grateful to the noble Lord, Lord Ramsbotham, for his comments. I shall look very carefully at what he had to say about prison officers and their role, particularly when they are escorting offenders to and from court, and the different ways in which they are treated according to whether they are prison officers or private sector staff. I agree wholeheartedly with what the noble and learned Lord, Lord Boyd of Duncansby, said about the change in the terrorism threat. I was reminded of this only yesterday. When I first came to this House, when the late Lord Callaghan was Prime Minister, I remember seeing him, accompanied by someone whom I presumed was a civil servant—he may have been a detective—walking from No. 10 to the Houses of Parliament. When I saw streaming along the Mall yesterday three police motorcycles and what I took to be the Prime Minister’s car, followed by three further cars, I realised just how much things had changed over a relatively short time. We always have to bear that in mind when we consider legislation of this sort. The same is obviously true of what the noble Lord, Lord Dear, had to say about changes in civil disorder. I can just about remember the events in Grosvenor Square in 1968, although I was too young to be involved. I do not know whether the noble Lord, Lord Bassam, was there. If he was not, I am sure that he was there in spirit.
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Lord Bassam of BrightonI would have been about 14.
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Lord Bassam of BrightonLabour
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I would have been about 14.
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Lord HenleyI was only 15 at the time. I think that neither the noble Lord nor I was there, but whether the noble Lord was there in…
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Lord HenleyConservative
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I was only 15 at the time. I think that neither the noble Lord nor I was there, but whether the noble Lord was there in spirit is another matter. As I said, I will look very carefully indeed at what the noble Lord had to say and consider how we want to take forward these amendments at a later stage. In the mean time, I beg leave to withdraw the amendment. Amendment, by leave, withdrawn. [Amendments Nos. 47 to 49 not moved.]
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Lord Henleymoved Amendment No. 50:
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Lord HenleyConservative
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moved Amendment No. 50:
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Lord Bassam of BrightonPerhaps I should apologise for the slightly truncated nature of my comments earlier. I was attempting to spare the Comm…
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Lord Bassam of BrightonLabour
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Perhaps I should apologise for the slightly truncated nature of my comments earlier. I was attempting to spare the Committee too much repetitious argument. If the noble Lord, Lord Henley, spotted me changing tack slightly, that was why. We have had some debate on police exemption, so I shall try to confine my remarks to why we think that the exemption should extend to hazardous training. First, perhaps I should explain more closely what the exemption covers. This is about training which is either hazardous in itself, or must necessarily be carried out in a hazardous way in order to prepare law enforcers for dealing with situations such as combating terrorism or serious public disorder, when the officers are faced with violence or the threat of it. In practice, that means that it is a narrow exemption. I reassure the Committee that the exemption will not extend to routine training which is negligently carried out in a hazardous way. But the police do have to undergo training which is, by its nature, hazardous. For example, the police experience real petrol-bombing in training that they undergo to deal with riots. They must be able to experience this sort of training to prepare them properly for real incidents when they come under attack during riots. Much of that training focuses on how to ensure staff and aggressor safety during incidents, but necessarily includes real experiences of danger. Our concern here is that bringing hazardous training within the scope of the offence would act as a disincentive to conducting hazardous but necessary training activity, which would be counterproductive and, we argue, would run the high risk of putting officers at even greater risk because of their lack of preparedness for acting properly in dangerous situations. I cannot believe that the noble Lord, Lord Henley, would want that to be the case. I am sure that, like me, he wants to have confidence in how the police service conducts itself and to ensure its safety and that of the public.
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Lord HenleyI am sorry that the noble Lord cannot offer me much more succour on this amendment. My point was that there already is…
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Lord HenleyConservative
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I am sorry that the noble Lord cannot offer me much more succour on this amendment. My point was that there already is an agreement, bound by statute and signed up to in 2000, between the Association of Chief Police Officers (ACPO), the Health and Safety Executive and the noble Lord’s former department, the Home Office, for which he speaks today. That seems to recognise that, however hazardous the training, it should take place in an environment that is, to a certain extent, controlled. Trying to be helpful to the Committee, we tabled the amendments with that in mind. Obviously, the noble Lord does not agree with me, so I will look very carefully at what he has said and consider whether to table the amendment on Report. In the mean time I beg leave to withdraw the amendment. Amendment, by leave, withdrawn.
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Lord Henleymoved Amendment No. 51:
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Lord HenleyConservative
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moved Amendment No. 51:
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Lord Bassam of BrightonI should express my gratitude to the noble Lord, Lord Henley, for that introduction because it provides us quite proper…
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Lord Bassam of BrightonLabour
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I should express my gratitude to the noble Lord, Lord Henley, for that introduction because it provides us quite properly with an opportunity to explain the thinking behind the amendments which, as he has said, were moved in another place but on which there was little debate. This goes to the heart of describing types of public authority which are included in the drafting of the exemption in Clause 5(1) of public authorities facing violence when engaged in operations for dealing with terrorism, serious public disorder and civil unrest. No doubt the noble Lord will be able to tell me whether his understanding is the same as mine. Concern was expressed that the term “public authority” could be interpreted too widely to include authorities which do not as part of their core business engage in policing and law enforcement activities. In particular there was concern about whether organisations involved only indirectly in dealing with terrorism or other such circumstances could also benefit from the exemption. In the light of that we undertook to look at the exemption one more time. Part of the reassurance on this point is that the public authority in question must be carrying out operations to deal with terrorism, civil unrest or serious disorder. This in itself restricts the organisations to which the exemption applies. However, having considered the clause again, we were of the view that without amendment it could apply to a public authority whose functions did not include policing or law enforcement activities. Potentially, this could be wider than we had intended, theoretically applying it to an organisation involved in other aspects of such circumstances. We were not keen to list the public authorities to which this exemption should apply as there is always a risk with a list that something is left off, but we decided that the best way to restrict this exemption is to ensure both that the operations in question involve policing or law enforcement activities and that the authority must be one which has the functions of a police force or functions similar to those as defined in Clause 5(4). Our amendments tabled on Report in another place achieved that objective. I hope that that helps the noble Lord in his comprehension of the matter.
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Lord HenleyI am grateful to the noble Lord for that explanation. I have followed what he has said and I am more or less happy with…
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Lord HenleyConservative
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I am grateful to the noble Lord for that explanation. I have followed what he has said and I am more or less happy with what has been done. I have only one question to put to him before I consider how to proceed with my amendment, perhaps at a later stage. Paragraph (a) of subsection (2), added by the Government, allows for the exemption of the duty of care, “where they are operations for dealing with terrorism, civil unrest or serious disorder”. Does the Minister himself consider that the case of Jean Charles de Menezes would automatically be exempted and therefore come under paragraph (a)?
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Lord Bassam of BrightonI think the noble Lord can take it as read that that would be the case.
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Lord Bassam of BrightonLabour
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I think the noble Lord can take it as read that that would be the case.
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Lord HenleyI am grateful to the noble Lord for that assurance. Again, I thank him for explaining what the amendment will do. Perha…
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Lord HenleyConservative
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I am grateful to the noble Lord for that assurance. Again, I thank him for explaining what the amendment will do. Perhaps I may say once more how regrettable it was that the Government introduced all those amendments without discussion in another place, particularly on a Bill that had been through the draft Bill procedure and benefited from the carryover arrangements, thus allowing it to be considered in this House in a different Session from the one in which it had been dealt with in another place. That being the case, where it is quite obvious that there was no pressure of time for the Government, it would have behoved them to give it a little more time in another place. I appreciate that the noble Lord cannot speak for the business managers of another place, but I would be grateful if he would convey this message to his colleagues there because it would make their job and ours considerably easier should that normally be the case where there is no time pressure. Having got that off my chest, I beg leave to withdraw the amendment. Amendment, by leave, withdrawn. [Amendments Nos. 52 to 56 not moved.] Clause 5 agreed to. [Amendment No. 57 not moved.] Clause 6 [Emergencies]:
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Lord Cottermoved Amendment No. 58:
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Lord CotterLiberal Democrat
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moved Amendment No. 58:
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Lord Hunt of WirralI support the comments made by the noble Lord, Lord Cotter. If these amendments were to be accepted by the Government,…
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Lord Hunt of WirralConservative
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I support the comments made by the noble Lord, Lord Cotter. If these amendments were to be accepted by the Government, the bar for any prosecutions would still be set extremely high and juries would be required to take a wealth of mitigating factors into account. I look forward to hearing the Government’s response.
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Lord Davidson of Glen ClovaThe amendments spoken to by the noble Lord, Lord Cotter, standing in the name of the noble Lord, Lord Razzall, seek to…
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Lord Davidson of Glen ClovaLabour
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The amendments spoken to by the noble Lord, Lord Cotter, standing in the name of the noble Lord, Lord Razzall, seek to apply the new offence to the emergency services subject to a number of considerations. Before addressing these amendments, I should like to explain why the exemptions provided by Clause 6 are necessary. The purpose of this new offence is to tackle organisations that create risks to the safety of others but do not manage those risks properly. We think that it would extend the concept of manslaughter too far to hold public authorities criminally responsible for their efforts to assist those in danger. Clause 6, therefore, ensures that it is clear that a narrow range of organisations are not liable to prosecution for corporate manslaughter in respect of actions they take in response to emergency circumstances. This means that matters such as the timeliness of the response to an emergency, the level of response and the effectiveness of how the emergency is tackled are excluded from the ambit of the offence. The exemption applies only in terms of the way in which these organisations respond to emergency circumstances as defined in the Bill. Activities that do not form part of the response, such as maintaining vehicles or equipment, are not covered. Therefore, if a vehicle driven at speed to an emergency crashes because its brakes have not been adequately maintained, those circumstances would not be covered by this exemption. Nor does the exemption override duties of care owed by an organisation as an employer or occupier. Thus an authority otherwise benefiting from this exemption would still be under a duty to provide safe systems of work for its employees. For example, it would be required to provide adequate training for employees who are required to drive at speed.
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The Earl of Mar and KellieIs there any danger that corporate manslaughter could be attributed to the employers of someone who drives an emergency…
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The Earl of Mar and KellieLiberal Democrat
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Is there any danger that corporate manslaughter could be attributed to the employers of someone who drives an emergency services vehicle recklessly?
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Lord Davidson of Glen ClovaIn such an example, one would look at the individual liability of the driver. Reckless driving would seem to be the typ…
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Lord Davidson of Glen ClovaLabour
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In such an example, one would look at the individual liability of the driver. Reckless driving would seem to be the type of situation where one would look at purely individual responsibility. Issues such as training would come under the broader context of the clause.
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Lord CotterI am grateful for the fact that we have addressed this concern today. I thank the noble Lord, Lord Hunt, for his suppor…
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Lord CotterLiberal Democrat
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I am grateful for the fact that we have addressed this concern today. I thank the noble Lord, Lord Hunt, for his support and for his succinct point that the bar for prosecution would still be very high. I should like to consider what the Minister said in his short and clear response to my noble friend’s point about the driver of, for example, a fire engine. The noble Lord, Lord Hunt, said that there were too many lawyers in this place. I do not necessarily go along with that; but not having a lawyer’s mind, I would like to consider what has been said and look forward to further discussion on Report. I beg leave to withdraw the amendment. Amendment, by leave, withdrawn.
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Lord Hunt of Wirralmoved Amendment No. 59:
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Lord Hunt of WirralConservative
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moved Amendment No. 59:
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The Deputy Chairman of Committees (The Countess of Mar)If Amendment No. 59 is agreed to, I cannot call Amendment No. 60 because of pre-emption.
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The Deputy Chairman of Committees (The Countess of Mar)Crossbench
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If Amendment No. 59 is agreed to, I cannot call Amendment No. 60 because of pre-emption.
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Lord Wedderburn of CharltonI wonder if I may pose a few questions about the amendments. I may be quite wrong, but my impression was that the noble…
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Lord Wedderburn of CharltonLabour
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I wonder if I may pose a few questions about the amendments. I may be quite wrong, but my impression was that the noble Lord, Lord Hunt, was moving the first amendment on the basis that Clause 6(2)(d) governed the entire situation. That is not quite how I read the provision. Of course, it is right that it refers to the organisation, “otherwise than on a commercial basis”. There may be something to be said for a little more clarification of the meaning there, but I would have thought it was clear that it does not regulate the organisations listed in the paragraphs that follow. Paragraph (f) includes, “an organisation providing ambulance services in pursuance of arrangements made by, or at the request of, a relevant NHS body”. That could easily be a commercial operation, if requested or arranged. Paragraph (g) refers to, “an organisation providing services for the transport of organs … in pursuance of arrangements made by, or at the request of, a relevant NHS body”. One thinks of the motorbikes which often imperil us on the roads when carrying organs, blood and the like, clearly on a commercial basis. Paragraph (h) refers to, “an organisation providing a rescue service”. As I understand it, that is not confined to non-commercial bodies. That is my first point, which the noble Lord might wish to address further once he has heard the Minister’s reply. The second point relates to Amendment No. 61, and it is surely the real thrust of the amendments. It would add to line 40, which is the phrase “a relevant NHS body”, the words, “including any organisation providing healthcare services”. I would have no difficulty with that if it were governed by the same qualification as the paragraphs that I have just referred to; namely, if it was under arrangements made or requests from an NHS body, and perhaps extending even a little more widely to include any informal arrangements made for an NHS district or region. But if it is to include any organisation providing healthcare, which would, as I understand it, include plastic surgery, for which some case could be made, given the extraordinary profit that such centres make, not necessarily very helpfully to the national health service arrangements generally—I mean that in lower case—I would resist it very strongly. I would not include on a par with NHS bodies any organisations that might be purely commercial organisations which are, very questionably, approved of by those who think of healthcare in a particular area or district. The noble Lord who moved the amendment did not really take on the burden that he carries in regard to Amendment No. 61, which would include a vast range of those who claimed that they were addressing the healthcare needs as seen by the people they treated, but not necessarily within a general programme for areas covered by the National Health Service, which is under such strain. Any noble Lord in this Committee who has not read the Financial Times today must go and do so immediately in some natural break or other moment of leisure. There noble Lords will read about the Baker report on BP and the surprising early, or pending, resignation of the chief executive, the noble Lord, Lord Browne. He is one of the most highly paid chief executives in Britain, with the biggest pension pot in Britain, and presided over a culture of a failure to provide for a systematic and governing culture of safety for many years in BP’s organisation. The report addresses mainly what happened in Texas, although, as I said in a Committee sitting, its operations in Alaska and elsewhere, and possibly even in Britain—certainly one refinery that is not now owned by BP—come within the same considerations. I do not say that any healthcare commercial organisation would necessarily run a system of that sort, but I do not really see why as a commercial body it should be on a par other than exactly the same as BP would be under the Bill. However, I reserve my position on whether the Bill would give remedies to the story that is told so clearly and admirably in that great newspaper the Financial Times, which always tells the City and everybody who cares to read it just what is going on.
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The Earl of Mar and KellieI am tempted to move that the Grand Committee adjourn for the very purposes the noble Lord, Lord Wedderburn, suggests.…
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The Earl of Mar and KellieLiberal Democrat
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I am tempted to move that the Grand Committee adjourn for the very purposes the noble Lord, Lord Wedderburn, suggests. However, I will not. The noble Lords, Lord Hunt and Lord Henley, are worried about the fact that the Commons did not scrutinise this particular aspect. Are they worried that we are about to have a unicameral system? One of the merits of bicameralism is that what is not discussed in the first House can be caught up in the second. I recognise those noble Lords’ desire to beat the noble Lords on the government Bench with this fact, but they are being a little unfair. I would like to ask the noble and learned Lord whether vets are covered in the emergency services. Vets have to attend incidents, particularly road accidents involving deer and people, and no doubt dangerous dogs and all the rest. Does the Bill include vets?
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Lord Clinton-DavisI readily agree with much of what has been said, but will my noble and learned friend comment on the fact that there ha…
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Lord Clinton-DavisLabour
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I readily agree with much of what has been said, but will my noble and learned friend comment on the fact that there has been a system whereby some functions of the health service have been allocated to the private sector? I do not altogether agree with what has happened, but it is quite a small percentage of what has been agreed. I certainly do not go along with the generality of the remarks uncharacteristically made by the noble Lord, Lord Hunt. I think that he has overstated the case enormously, but I would like an answer from my noble and learned friend to the points that I have raised.
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Lord Davidson of Glen ClovaThe noble Lord, Lord Hunt of Wirral, seeks to overturn an amendment made in another place by the Government to Clause 6…
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Lord Davidson of Glen ClovaLabour
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The noble Lord, Lord Hunt of Wirral, seeks to overturn an amendment made in another place by the Government to Clause 6 and to put in place an alternative provision. I understand that he wishes to test the thinking behind government amendments in another place and I am happy to explain why we decided to limit the firefighting exemption in the way that we did. The noble Lord’s amendment would extend the emergency services exemption to all organisations employing firefighters, protecting life and property in the event of a fire, or responding in any other way to emergency circumstances. In the first respect at least, the effect is to take the Bill back to the form it was in when it was first introduced in another place. However, we believe that the exemption there went too far. In particular, although the courts have recognised that public rescue authorities do not usually owe duties of care in the way that they respond to emergencies, it is not at all clear that the same considerations apply in respect of private companies providing services on a contractual basis. So although the Bill as it now stands follows the way duties of care appear to fall in the common law, the noble Lord’s proposal will go further and remove current liabilities for these organisations. We should have a very good reason for doing that. At the heart of the distinction that we have drawn in the drafting of Clause 6(2)(d) is the concept of obligation. The statutory fire services do not choose to offer firefighting capacity on a contractual basis and they cannot withdraw their services from the market. By contrast, commercial organisations can choose the terms of the contractual arrangement with the client and on that basis agree the service that they are able to supply. They can also choose to withdraw their services if there is a risk that resources cannot be matched to demand. In most circumstances, commercial organisations, such as a company offering firefighting services to the film industry, can call for back-up from the fire brigade. There is no such back-up for the fire brigade. The exemption is not directed just at split-second decisions taken at the scene of an emergency; it is clear that the task of fighting a fire presents the same challenges for public and private firefighters. The difference lies further back, in relation to liability for decisions about the management and allocation of resources. A statutory fire authority is under an obligation to provide a fire and rescue service, regardless of the demand upon its services. At one time, there may be a fire at a chemical plant, a multiple pile-up on the motorway and a number of house fires burning simultaneously. The demands on the fire authorities are unpredictable, and extremely difficult prioritisation decisions may need to be made to make best use of finite resources. It is true that private organisations have to make prioritisation decisions too, but a private organisation has contracted to provide a particular level of service and to have sufficient resources and expertise to meet the expectations of the client. If it fails, grossly negligently, to meet the terms of that contract, we are not persuaded that it would be right to exempt it from liability. The question therefore boils down to this: is a commercial operator which chooses to provide a firefighting service in the same position as an organisation that is obliged to provide that service? We are not convinced that it is. The same demands as are faced by the public service are not faced by the private corporation. However, I say immediately that the clause does not provide an absolute provision as regards the private sector—as the noble Lord, Lord Wedderburn, observed in his interpretation, which I submit is correct, of Clause 6(2), when he referred to paragraphs (d), (f) and (h). We amended the exemption so that it extends to commercial organisations only where they are providing firefighting services by arrangement with a fire and rescue authority or the equivalent body in Scotland and Northern Ireland, and so are effectively in the same position as the public services. In relation to the concern about risk aversion, private organisations are currently liable to prosecution for manslaughter, so in a sense there is no change to that as a result of the new offence. There is no reason for them to become more risk-averse as a result of the new offence.
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Lord Hunt of WirralBefore the noble and learned Lord sits down, I ask again the question that I raised previously. Would the exemption hol…
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Lord Hunt of WirralConservative
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Before the noble and learned Lord sits down, I ask again the question that I raised previously. Would the exemption hold firm where a patient was passed into a mainstream department of a hospital rather than being kept waiting in the A&E waiting room?
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Lord Davidson of Glen ClovaIf I may answer this way, the exemption does not extend to medical treatment, which I understand is the position that I…
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Lord Davidson of Glen ClovaLabour
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If I may answer this way, the exemption does not extend to medical treatment, which I understand is the position that I am being asked to consider.
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Lord Wedderburn of CharltonAs, theoretically, the noble and learned Lord is still in a semi-recumbent posture, I will ask him a rather different q…
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Lord Wedderburn of CharltonLabour
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As, theoretically, the noble and learned Lord is still in a semi-recumbent posture, I will ask him a rather different question, with the leave of the Committee. I referred to this in my earlier remarks. Many people this morning were asking this question on the telephone. Will the Government make some statement or give some clarification of this, either by the end of this Grand Committee or before Report? I do not ask him to answer this categorically today, but I want to see what would be his attitude to the notion that the Government should clarify what would be the effect of the Bill, if enacted, in regard to rescue matters and all the other matters that would arise if the BP explosion had happened not in Texas but here. That will be a very difficult statement to draw up, and I would not think of asking the noble and learned Lord for any kind of draft on his feet today; but people will ask that question. I am only putting the Government on notice that they ought to say something about what they think would be improved by the Bill if something like the detailed, 100-page Baker report was made about an incident here after the enactment of the Bill.
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Lord Davidson of Glen ClovaSince, I gather, I am no longer recumbent, with great diffidence I submit that I would not wish to make any precise sta…
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Lord Davidson of Glen ClovaLabour
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Since, I gather, I am no longer recumbent, with great diffidence I submit that I would not wish to make any precise statement on the position of a particular, named company. Looking at the generality of the position, the whole essence of the Bill is to fix the notion of corporate manslaughter where there is gross negligence disclosed on the part of senior management. Obviously, one does not wish to get involved in any particular example that may immediately come to mind. I hope that the noble Lord will accept that the general intention behind the whole point of the Bill is to deal with issues where there is gross negligence that has resulted in a death and that may be stigmatised, or characterised, as corporate manslaughter.
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Lord Hunt of WirralThe noble Earl, Lord Mar and Kellie, put his finger on the key to why I raised these points. The noble and learned Lord…
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Lord Hunt of WirralConservative
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The noble Earl, Lord Mar and Kellie, put his finger on the key to why I raised these points. The noble and learned Lord responded in a very constructive way. These provisions were added in another place on Report in response to points being made in Committee where there was no real opportunity to discuss them. Therefore, we are playing our part in the bicameral system by ensuring that where the other place has not had an opportunity to discuss and hear the Government’s explanation, we should ensure that the explanations go on the record. The noble and learned Lord has explained that the original exemption, in the Government’s view, after debate in Committee, went too far. It has been very helpful to hear the reasoning behind the way in which the Government have now amended the Bill. The noble Lord, Lord Wedderburn, raised two separate points. I am sure he is right, as indeed the noble and learned Lord has explained, that the phrase, “otherwise than on a commercial basis”, does not apply to bodies that then follow in paragraphs (e), (f), (g), (h) and (i), as I understand it. The noble and learned Lord has explained that. The noble Lord, Lord Wedderburn, is right. In fact, I was not going as far as the noble Lord thought I was. I was merely seeking a more adequate explanation of the way in which Clause 6, on emergencies, is now drafted. The noble Lord, Lord Clinton-Davis, probably guessed that that was the case. I wanted to hear why we now have Clause 6 in its current form. I would welcome the opportunity to consider carefully what the noble and learned Lord has just told us. In the mean time, I beg leave to withdrawn the amendment. Amendment, by leave, withdrawn.
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The Deputy Chairman of CommitteesNoble Lords might find it helpful if I point out that they have no need to say, “Before the Minister sits down” in Comm…
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The Deputy Chairman of CommitteesCrossbench
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Noble Lords might find it helpful if I point out that they have no need to say, “Before the Minister sits down” in Committee. Whether he is sitting down or is even recumbent is irrelevant; they can ask as many questions as they like of the Minister.
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Lord Henleymoved Amendment No. 60:
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Lord HenleyConservative
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moved Amendment No. 60:
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Lord Davidson of Glen ClovaThe amendments in this group once again seek to test the Government’s thinking behind amendments made to the Bill in an…
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Lord Davidson of Glen ClovaLabour
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The amendments in this group once again seek to test the Government’s thinking behind amendments made to the Bill in another place. I welcome the opportunity to explain why those changes were made. Amendments Nos. 60, 65, 67 and 71 reverse technical changes made to Clause 6 to avoid needless repetition of the same phrase. Multiple references to, “circumstances that are believed to be emergency circumstances” were removed from the clause and replaced with subsection (8), which provides that every reference to “emergency circumstances” within the clause includes a reference to, “circumstances that are believed to be emergency circumstances”. The amendments would therefore make no substantive change to the Bill. Amendment No. 68 proposes a limitation on the application of the emergency services exemption to NHS bodies in response to concern expressed in another place about the width of the exemption as initially drafted. In particular, it was felt that the exemption could be interpreted to extend to NHS bodies in a very wide range of circumstances; for example, it could apply to the treatment of any patient in immediate danger, whether at the scene of an accident or on a hospital ward. That was not the Government’s intention, so we made changes to the clause, which will be debated in detail in relation to later amendments. In brief, we tightened Clause 6 so that the only treatment decisions that can be covered by the exemption are prioritisation decisions taken in an emergency. So, for example, decisions regarding the order in which patients receive medical attention in an emergency would be exempt. Such decisions are a core element of how NHS personnel manage their responses to an emergency, and we do not think that it would be in the public interest for the threat of criminal liability to distort the way such decisions are made. No other treatment decisions would be exempt, however. The amendment tabled by the noble Lord, Lord Hunt of Wirral, offers a different route to restricting the application of the exemption to the NHS. It does so by providing that medical treatment cannot benefit from the exemption if it is administered within any kind of healthcare facility. While I see some attractions in this approach, I also think that it potentially leads to some difficult and possibly arbitrary distinctions in terms of what should qualify as a healthcare facility and where the precincts of the healthcare facility would end. For example, is a chiropody service, situated miles away from a casualty department and with no advanced resuscitation equipment, included within the definition of a healthcare facility? Is a hospital car park included? I am not sure whether it would always be clear to providers of healthcare services where the limits of this exemption would lie. Furthermore, we can envisage situations in which emergency circumstances could occur within the precincts of a healthcare facility where the exemption ought to apply. For example, if there were a viral pandemic, hospital staff may need to prioritise responses to those affected. Such a response should not be within the scope merely because it occurs in a hospital. It is for this reason that I prefer the Government’s approach. By making it clear that treatment decisions are not exempt except where they are prioritisation decisions taken in order to manage an emergency, we provide clarity for the emergency services and avoid the risk of defensive practices, which uncertainty might encourage. I hope that the noble Lord will withdraw his amendment.
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Lord HenleyI am very grateful to the noble and learned Lord for his explanation of the amendments. I beg leave to withdraw Amendme…
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Lord HenleyConservative
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I am very grateful to the noble and learned Lord for his explanation of the amendments. I beg leave to withdraw Amendment No. 60. Amendment, by leave, withdrawn. [Amendment No. 61 not moved.]
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Lord Davidson of Glen Clovamoved Amendment No. 62:
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Lord Davidson of Glen ClovaLabour
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moved Amendment No. 62:
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Lord HenleyI start by offering my congratulations to the noble and learned Lord, who is speaking on behalf of the Home Office, on…
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Lord HenleyConservative
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I start by offering my congratulations to the noble and learned Lord, who is speaking on behalf of the Home Office, on revising the government amendments tabled to correct the references to Welsh Ministers and Welsh health authorities that have been abolished. After all those years of devolution, it is a matter for congratulation that the department should have caught up with those points. As I understand it, the amendments are consistent with the Bill and seem to make some sense. However, they still give rise to the question whether a complete exemption, applying to the grossest negligence imaginable, is really acceptable. Is it simply that the noble and learned Lord and his officials have spotted yet another loophole in their drafting, and that that is what they are trying to put right?
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The Earl of Mar and KellieThis is a United Kingdom Bill and, as we have heard, the amendments talk about England and Wales. Why do they not exten…
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The Earl of Mar and KellieLiberal Democrat
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This is a United Kingdom Bill and, as we have heard, the amendments talk about England and Wales. Why do they not extend to Scotland or Northern Ireland?
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Lord Davidson of Glen ClovaWe have no amendments concerning Scotland and Northern Ireland because the Bill as it stands is correct in relation to…
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Lord Davidson of Glen ClovaLabour
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We have no amendments concerning Scotland and Northern Ireland because the Bill as it stands is correct in relation to those jurisdictions. With leave, I shall respond to the points raised by the noble Lord, Lord Henley. It is simply a matter of having identified the omission of a reference to the Welsh Ministers and a reference to health authorities in Wales. There is nothing particular beyond that error having been identified, an error which, as I say, is regretted. On Question, amendment agreed to.
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Lord Bassam of Brightonmoved Amendment No. 63:
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Lord Bassam of BrightonLabour
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moved Amendment No. 63:
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Lord Henleymoved Amendment No. 64:
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Lord HenleyConservative
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moved Amendment No. 64:
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Lord Davidson of Glen ClovaThe amendments in this group seek to undo changes made by the Government to Clause 6 in response to concerns expressed…
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Lord Davidson of Glen ClovaLabour
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The amendments in this group seek to undo changes made by the Government to Clause 6 in response to concerns expressed in another place about the potential width of the emergency services exemption. Once again I welcome the opportunity to explain why those changes were made. During debate in the other place, we were persuaded that there was a risk that the exemption as initially drafted could be interpreted to extend to NHS bodies in a very wide range of circumstances, such as when treating a patient with a life-threatening illness. That is not what we intended. Hospitals can be prosecuted for corporate manslaughter under existing law and we see no reason to remove that liability. We therefore amended Clause 6 so that it places tight restrictions on the sorts of treatment decisions that can be covered by the exemption. The first limb of Clause 6(3) makes it clear that the emergency services exemption does not extend to medical treatment. So, for example, if a paramedic fatally administered the wrong drug to a patient at the scene of an accident and this error was attributable to gross management failures within the NHS trust in the training of paramedics, that situation would be covered by the offence. In fact, that was always our intention. We did not think that the management of an emergency included fatal errors in treatment, but we were persuaded that there was some doubt about that and that there was a potential loophole which could bring in a wide range of treatment decisions. The second limb of Clause 6(3) makes clear that decisions about carrying out medical treatment, with the sole exception of prioritisation decisions in an emergency, are also covered by the exemption. That seems to us to have the right effect. One of the key ways in which NHS personnel respond to an emergency is by prioritising their responses to patients according to many factors, including the number of casualties, the nature and degree of each patient’s injury, the likelihood of survival and the number of personnel available on the scene. Those decisions should be exempt, but treatment decisions would not otherwise be covered by the exemption. We have already debated the noble Lord’s approach to solving this problem. The reason that I think our approach is preferable is that it is much clearer where the limits of the exemption lie. It avoids the need to apply the exemption according to the location of the treatment, which could lead to some arbitrary results, and instead makes it clear that prioritisation decisions made in an emergency should be exempt, but that all other medical treatment decisions should be covered by the offence wherever they take place. I hope that, in the light of that explanation, the noble Lord may be inclined to withdraw his amendment.
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Lord HenleyI am grateful to the noble and learned Lord for that explanation and I beg leave to withdraw the amendment. Amendment,…
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Lord HenleyConservative
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I am grateful to the noble and learned Lord for that explanation and I beg leave to withdraw the amendment. Amendment, by leave, withdrawn. [Amendments Nos. 65 to 69 not moved.]
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Lord Bassam of Brightonmoved Amendment No. 70:
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Lord Bassam of BrightonLabour
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moved Amendment No. 70:
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Lord Cottermoved Amendment No. 72:
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Lord CotterLiberal Democrat
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moved Amendment No. 72:
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Lord HenleyI do not intend to say much on the amendment, other than to offer my congratulations to the noble Lord, Lord Cotter, on…
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Lord HenleyConservative
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I do not intend to say much on the amendment, other than to offer my congratulations to the noble Lord, Lord Cotter, on moving it so well and setting out the arguments for it, especially following the Victoria Climbié case and what happened afterwards in the local authority concerned. At this stage, I do not know what arguments the noble Lord, Lord Bassam, will put forward. I have a sneaking suspicion that at the top of his briefing note—we all remember how they used to be drafted—is the word “resist” to remind him that that is what he must do. I will certainly be fascinated to hear what arguments he put forward in response to the noble Lord and it may be best if we heard from him at this stage.
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Lord Bassam of BrightonI am grateful to the noble Lord, Lord Cotter, for his comments, which I am sure were heartfelt. They take us back to th…
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Lord Bassam of BrightonLabour
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I am grateful to the noble Lord, Lord Cotter, for his comments, which I am sure were heartfelt. They take us back to the difficult question of when government and public bodies should be accountable in the criminal courts for the way in which they carry out their activities. Perhaps I should declare a sort of past interest. I trained as a social worker and worked as a social worker for a short while. During my time working for the local authority, we had to deal with cases that were not as appalling as the Climbié case, but we had to make difficult choices and faced dilemmas with which social workers struggle at all times to try to reconcile in order to fulfil their duty of care to those entrusted to the care of the local authority. So I have some appreciation of the difficulties involved in that case and in caring for children in the local authority context. Clause 7 deals with the exercise of two challenging public functions: child protection and probation. Those functions are clearly different but they are linked in so far as they relate to the protection of the public from harm. The noble Lords, Lord Lee and Lord Razzall, tabled an amendment to which the noble Lord, Lord Cotter, spoke, which seeks to remove the limited exemption given to organisations carrying out those functions and bring them within the offence, subject to a number of considerations. Before turning to that amendment, I would first like to say something about why we think that the exemptions are required. Clause 7 makes it clear that the exercise of a limited range of statutory functions is not covered by the offence. That does not affect the liability of local authorities or probation boards to provide safe systems of work for their employees; nor does it affect their responsibilities as occupiers of premises. Rather, the exemption is tightly drawn to focus specifically on the arrangements for discharging a limited range of particular public functions. Let us first consider those relating to child protection. I understand that in another place, the limb of the clause dealing with child protection was considered in some detail. It was suggested by honourable Members in the Opposition that a distinction might be drawn between decisions about taking a child into care, which ought to be exempt, and the provision of services to children, which ought to be covered by the offence. We thought that there was merit in that suggestion and so tightened the child protection limb of the exemption so that it is now limited to a small number of statutory functions relating to decisions made to safeguard the welfare of children, carried out under Parts 4 and 5 of the Children Act 1989. Part 4 of the 1989 Act concerns care and supervision orders. Such orders can be made by a court only if it is satisfied that the child concerned is suffering or is likely to suffer significant harm. The court must then place a child under the care or supervision of a local authority. Part 5 concerns, among other things, the powers of public authorities—local authorities and the police—to remove a child from their home in case of emergency. Clause 7 makes it clear that those functions are not covered by the offence, but there is in fact uncertainty as to whether a duty of care would exist in those situations in the first instance. The courts have had real difficulty deciding the duties of care owed by local authorities in respect of child welfare decisions. They have found that it may well be inappropriate to subject a local authority to a duty of care in respect of decisions relating to taking children into care. To that extent, Clause 7 merely clarifies that the offence will not apply, rather than providing for a substantive exemption where the offence would otherwise have effect. That reflects the position of a number of the clauses dealing with the public services in that they operate in circumstances where duties of care are frequently not owed and their main function is therefore to provide clarity and draw bright lines around the scope of the offence. Local authority functions in relation to children are not otherwise exempt from the offence, except where those are matters of public policy or exclusively public functions covered by the general exemption in Clause 3. The effect of that is that where a child is in the care of, or is receiving services from, a local authority, that local authority has a special responsibility to ensure that its services and those providing them do not harm the child or its family. It is not our intention to create barriers to criminal prosecution if serious management failures in the provision of services directly cause a child’s death. It is our view that Clause 7 achieves that. Having listened to the noble Lord, Lord Cotter, I think that that was part of what he was seeking. I turn to probation. The exemption for the Probation Service covers three areas of activity: the monitoring of compliance with community orders; the supervision of people released from prison on licence; and the provision of accommodation in approved premises. As has been said, the clause extends no exemption to responsibilities owed to employees or in respect of the occupation of premises. It therefore only affects any wider duties owed in respect of those in approved accommodation. In all those areas, the Probation Service is managing very challenging public relationships. The emphasis is on protecting the public and the management of risk. As with the other public services, this involves the difficult balancing of many diverse interests. When the service gets things wrong, there should be a thorough and open investigation and the service should learn from those mistakes. But we think that criminal prosecution is not an appropriate way of achieving that highly proper and laudable objective. High-profile cases have involved offences, including murder, committed by offenders under the supervision of probation services. By its nature, the Probation Service deals with some very high risk—potentially very dangerous—offenders. The service has a responsibility to protect the public from those offenders, but we do not think that it should itself be criminally liable for their actions. That would place a heavy onus on the Probation Service and potentially distort the very difficult decisions that it must take. The Probation Service is in any case unlikely to owe a duty of care to the victim of an offender’s action. To that extent, as with the child protection exemption, an important part of the provision is to give clarity to the probation services, so that they are in no doubt about where criminal liabilities lie. I have explained the Government’s thinking behind the exemptions. I turn now to the amendments which seek to remove the exemptions for child protection and probation services. They would make the organisations currently covered by this exemption liable for the offence where they owe a duty of care, subject to a number of considerations such as the existence of other duties, resource constraints and public interest. We discussed a very similar amendment in relation to the emergency services exemption, and the noble and learned Lord, Lord Davidson, explained very clearly the context for preferring the drafting in the Bill, which we think should also apply here. As we have made clear, it is uncertain whether a duty of care would be owed in child protection decisions in the first instance, so Clause 7 merely clarifies to local authorities the situations in which the offence will not apply. Similar arguments can be applied to exemption for the Probation Service. The amendment would therefore not substantially alter the scope of the offence, but it would remove that necessary clarity. This would create uncertainty about the scope of the offence in areas where this could easily lead to damaging risk-averse practices being adopted. That would not be a happy consequence in this important legislation. We have therefore framed a narrow exemption of specific statutory functions on the basis that this offers the child protection and probation services clarity about where their liabilities should lie. I hope that that explanation satisfies the noble Lord. I am very grateful to him for the way in which he moved his amendment.
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Lord CotterI thank the Minister for his response. I also thank the noble Lord, Lord Henley, for his support for the amendment, and…
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Lord CotterLiberal Democrat
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I thank the Minister for his response. I also thank the noble Lord, Lord Henley, for his support for the amendment, and congratulate him on his foresight that the Government would resist it. The Minister has spoken to defend the Government’s stance, and his response has included stating that criminal prosecution is not seen to be appropriate. I feel it will be necessary for us to study in detail what he has had to say with a view to returning to this issue on Report. Notwithstanding whatever is said, these issues remain highly important, and I am sure that many others outside this House will feel the same. The terrible events of the Victoria Climbié case and of other cases could occur again. I only express the hope that the fact that we have addressed the child protection issue today will at least continue to alert people to their responsibilities in the future. I beg leave to withdraw the amendment. Amendment, by leave, withdrawn. [Amendment No. 73 not moved.]
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Lord Henleymoved Amendment No. 74:
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Lord HenleyConservative
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moved Amendment No. 74:
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Lord Bassam of BrightonI am very sympathetic to that.
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Lord Bassam of BrightonLabour
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I am very sympathetic to that.
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Lord HenleyThe noble Baroness will have to take on other Home Office Bills, and no doubt the great legislative mill in the Home Of…
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Lord HenleyConservative
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The noble Baroness will have to take on other Home Office Bills, and no doubt the great legislative mill in the Home Office will continue to grind them out in a way that we will keep her and the noble Lord, Lord Bassam, fully occupied. The noble Baroness sent me a very useful letter, which I think was copied to all those who took part at Second Reading. She touched on these matters, stating that the government amendments will provide the exemption only on decisions about whether a child should be taken into the care or supervision of a local authority rather than applying it more widely to the provision of services to children and families. All I really wish the Minister to confirm is that, as his colleague in another place stated, the amendment brought forward in another place on Report will ensure that certain potential scenarios will not be exempted; for example, where checks had not been carried out on foster parents and it was later discovered that they had committed offences on children in the past and had then killed a child placed in their care by the local authority. Will he confirm that such a gross failure on the part of the local authority could be captured? I maintain that where there are gross negligence failures in management within a local authority or a public body which result in the death of a child, they should be held responsible through criminal trial. There can be nothing more criminal than the gross neglect of such a child’s needs. However, I acknowledge the difficulties within the childcare system. Therefore, I await the Minister’s response with interest. I beg to move.
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Lord Bassam of BrightonWe have had some useful detail on exemptions in this area. I shall try to speak as briefly as I can, but I take the poi…
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Lord Bassam of BrightonLabour
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We have had some useful detail on exemptions in this area. I shall try to speak as briefly as I can, but I take the point that the noble Lord, Lord Henley, made. He is absolutely right; this is part of a package of amendments that did not perhaps get the discussion that it deserved. In another place the Government tightened the child protection exemption so that it exempts a small number of statutory functions relating to decisions made to safeguard the welfare of children. Only local authority and police functions carried out under Parts 4 and 5 of the Children Act 1989, and the equivalent orders in Northern Ireland, are now covered by that exemption. I believe that I touched on that earlier. These parts of the Act now cover a narrow range of decisions relating to the welfare of a child and in most circumstances the local authority would not owe a duty of care in respect of such decisions. The purpose of this exemption is to make it clear that such decisions are not within the scope of the offence. To leave that in doubt could encourage local authorities to be over-cautious, with the possibility that they would seek to remove children from their families unnecessarily. We do not think that would be in the interests of children or families. It would also be very much at odds with the Children Act, which places a statutory duty on local authorities to promote the upbringing of children by their families. But local authority functions in relation to children are not otherwise exempt from the offence except where these are matters of public policy or exclusively public functions covered by the general exemption in Clause 3. So, if a local authority provides services to a child—for example, by providing accommodation or arranging foster care—a serious management failure in the provision of those services which led to and caused the death of a child would be within the scope of the offence. The same would also be true of contracted-out services. If a local authority did not have proper quality assurance systems in place for commissioning others to provide services on its behalf, or did not take action if it knew, or ought to have known, that a child placed, for example, in a privately owned children’s home was at risk of serious harm, again there would be no exemption from potential criminal responsibility. We think that this exemption strikes the right balance. The task of dealing with children at risk is extraordinarily difficult. Deciding the best interests of a child requires a careful balancing of many factors. We would not want such decisions to be distorted by the fear of investigation or prosecution. So we think it is necessary that a limited range of functions are outside this offence. But where a child is in the care of, or receiving services from, the local authority, that local authority must do everything it can to ensure that its services and those providing them do not cause harm to the child or its family. It is not our purpose to prevent prosecution of serious management failures in the provision of services that directly cause a child’s death. I hope that such circumstances would be extremely rare and not ones that we had to contemplate frequently. It certainly is not the case now. I hope that the noble Lord is satisfied with that explanation, which fleshes out a little more the explanations that were given on the range of exemptions.
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Lord HenleyAs I said, I think there are difficulties here, and certainly following the response of the noble Lord to the earlier a…
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Lord HenleyConservative
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As I said, I think there are difficulties here, and certainly following the response of the noble Lord to the earlier amendment moved by the noble Lord, Lord Cotter, and to this amendment, we shall look carefully at those responses because this is something we shall want to return to at the Report stage in a fuller House when others might want to be involved. With that in mind, for the moment I beg leave to withdraw the amendment. Amendment, by leave, withdrawn. [Amendments Nos. 75 and 76 not moved.] Clause 7 agreed to.
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Lord James of Blackheathmoved Amendment No. 76A:
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Lord James of BlackheathConservative
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moved Amendment No. 76A:
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Lord Bassam of BrightonI suspect there is probably quite a short answer to the noble Lord’s point. I am grateful to him for having made it. It…
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Lord Bassam of BrightonLabour
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I suspect there is probably quite a short answer to the noble Lord’s point. I am grateful to him for having made it. It takes me back to some long debates on charity law that we had in this very Room last year and the year before during consideration of the Charities Bill. The question of trustees arose then. I am sure the noble Lord has a point about ensuring that we have an ample supply of quality trustees into the future, because those trustees do a very valuable job, and no one should assume that it is easy to find them. I know that from my own experience doing charitable work. Where a charity works through a company, it is the company, not the trust, that could be prosecuted. As the trust is not a corporate body, it will not be covered by the offence. Neither does the Bill affect the position of individuals. That may have escaped the noble Lord, although I am not saying that it has. This is solely about corporate prosecutions. Individuals will be no more liable than they currently are under the law, so the deterrent that is rightly of concern here should not come into play because the body corporate, not individual trustees, will be caught by the offence. That important distinction may have caused the noble Lord some understandable concern. I hope that that answer, simple as it is, provides some clarity and assists him.
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Lord James of BlackheathI am grateful for that response. In the spirit of that response, will the Minister consider including some clarifying s…
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Lord James of BlackheathConservative
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I am grateful for that response. In the spirit of that response, will the Minister consider including some clarifying statement to make that point clear, because the very fact that there is no reference here is causing misunderstanding? I know of one major bank that is issuing instructions to all the trusts that it controls to beware exactly the hazard that I have described. It will be very detrimental.
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Lord Lloyd of BerwickIf it is any comfort to the noble Lord, I cannot imagine any circumstances in which trustees could be liable under the…
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Lord Lloyd of BerwickCrossbench
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If it is any comfort to the noble Lord, I cannot imagine any circumstances in which trustees could be liable under the offence of corporate manslaughter.
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Lord Lyell of MarkyateThe noble Lord, Lord James, has made a very interesting point. I am not sure whether we should be too complacent—perhap…
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Lord Lyell of MarkyateConservative
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The noble Lord, Lord James, has made a very interesting point. I am not sure whether we should be too complacent—perhaps complacent is not the word. We should recognise that many people will be responsible, although they have absolutely no commercial interest whatever, and certainly no financial interest, in what they are doing. I declare my interest, as I have done several times, as chairman of Stowe School. I am also a trustee, in some respects, of various trusts. Stowe School is a company limited by guarantee. Neither I nor any of the other governors receive any emoluments, and others in this Room and certainly in this House will be very similarly placed. Indeed, the noble and learned Lord, Lord Lloyd, was a governor—I forget the exact term—of Eton at some time. He and I, as people with important responsibilities, were certainly taking on potential responsibilities towards the limited company or otherwise that organised the school. You do not get paid for it, but you do take responsibility. Yes, the corporation would be found guilty in a corporate manslaughter case, but you would feel very much involved and very ashamed if corporate manslaughter had occurred. Sometimes one may be a trustee and sometimes one may not. In some respects I was very comforted to hear the noble and learned Lord, Lord Lloyd, say that the trustee would not be responsible. But I should have thought that the trustee might well feel obliged to be careful to see that those who actually managed the operation in question did so in a thoroughly responsible way that did not give rise to corporate manslaughter. I do not want there to be any feeling that somehow because you are a trustee you do not have any responsibilities. As regards the exact legal position of the trustee as opposed to that of the director of the company limited by guarantee, I confess that even to a fairly experienced lawyer such as myself the distinctions seem more theoretical than practical. That is my understanding of the position.
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Lord Bassam of BrightonThere is not a great deal to add. The comments of the noble and learned Lords, Lord Lyell and Lord Lloyd of Berwick, we…
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Lord Bassam of BrightonLabour
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There is not a great deal to add. The comments of the noble and learned Lords, Lord Lyell and Lord Lloyd of Berwick, were very helpful. I understand where the noble Lord, Lord James, is coming from. On his point of including a measure in the Bill, it is worth the noble Lord turning his attention to Clause 16, which has the bold heading, “No individual liability”. Clause 16(1) states: “An individual cannot be guilty of aiding, abetting, counselling or procuring the commission of an offence of corporate manslaughter”. That appears in the Bill. However, as the noble and learned Lord, Lord Lyell, rightly said, that does not mean that those involved in a position such as that of a trustee do not have an overall responsibility for ensuring that an offence is not committed. Clearly, they have a role to play, but it is ultimately the corporate body which is guilty, not the individuals. Therefore, the scenario that the noble Lord, Lord James, envisages should not apply. We should all play our part to encourage people to continue to come forward and undertake the valuable work that trustees do in charitable organisations and trusts, even those which are profit making, or perhaps especially those which are profit making as they tend to have a rather larger range of activities.
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Lord Wedderburn of CharltonDoes the Minister agree with me that this amendment is extremely valuable in one sense, although I agree very largely w…
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Lord Wedderburn of CharltonLabour
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Does the Minister agree with me that this amendment is extremely valuable in one sense, although I agree very largely with the substance of what the noble and learned Lord, Lord Lyell, said? It is extremely useful in the sense that it directs attention to an issue which has been before the Committee before, that a duty of care may arise not only from the law of tort—as I am in the presence of distinguished Scottish lawyers, I should also perhaps say reparation; I hope that is right—but also from other sources. Trustee duties and trustee-like duties—which is the history of directors and various other persons, with which I shall not bore the Committee—arise largely from equity. It is one of the curiosities of our law that although law and equity are now administered together by the judges in the same court at the same time, nevertheless the obligations that flow from an equitable base have never been thoroughly put together with those that derive from the common law. There is a duty of care owed by a trustee, but personally I do not think that they need be too worried by the Bill as it stands, even if the amendments were moved that would admit aiding and abetting. But of course there are a lot of sources for duties of care apart from the law of tort. If any of those duties were relevant, it would be very curious if they were excluded by the Bill when someone is operating in a normal commercial way and owes duties from a number of historical sources. It is a historical oddity to regard the law of negligence in a layman’s sense as derived only from the English common law or even the Scottish common law of tort or reparation. I have no doubt that the noble Lord will want to think about that. It is of great value that this amendment sends our minds to that general issue in the Bill, which I am sure we will want to look at again on Report.
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Lord James of BlackheathI am grateful to the noble Lord, Lord Wedderburn, for his helpful comments. Will the Minister look briefly at what I re…
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Lord James of BlackheathConservative
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I am grateful to the noble Lord, Lord Wedderburn, for his helpful comments. Will the Minister look briefly at what I regard as the most extraordinary wording in all these papers, which is in the allegedly helpful Explanatory Notes? Paragraph 54 on page 14 refers to Clause 16, which is headed, “No individual liability”? Paragraph 54 seems to set out to confirm that there is no individual liability, yet arrives in mid stream with a statement to the effect that anybody aiding and abetting may be guilty, and that: “This is known as secondary liability”. That is a formula for complete confusion.
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Lord Lloyd of BerwickI made that point some two days ago. I wish that the Minister would abandon that explanation because it does not make s…
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Lord Lloyd of BerwickCrossbench
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I made that point some two days ago. I wish that the Minister would abandon that explanation because it does not make sense, or at least only in the most subtle way, which I think will escape almost every mind—certainly mine.
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Lord Bassam of BrightonI am not keen to extend this debate much further because I am not sure that there is a great deal of merit in doing tha…
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Lord Bassam of BrightonLabour
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I am not keen to extend this debate much further because I am not sure that there is a great deal of merit in doing that. It is worth devoting time and attention to the comments of the noble Lord, Lord Wedderburn. I shall study what he said with interest. I am sure that he is about right. On the point made by the noble Lord, Lord James, on the Explanatory Notes, I believe that they are clear in most regards. Paragraph 54 is descriptive, but it further states: “Clause 16 expressly excludes secondary liability for the new offence”. The paragraph makes that provision clear. Therefore, I am not sure that the noble Lord’s observation is correct. However, the paragraph comprises a description of the Bill as it arrived from another place. It is designed to be as helpful as possible. It does not go into absolute and finite detail but, as I read it, it is fairly clear. Others may be confused, but I am not.
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Lord James of BlackheathI beg leave to withdraw the amendment. Amendment, by leave, withdrawn. Clause 8 [Factors for jury]: [Amendment No. 77 h…
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Lord James of BlackheathConservative
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I beg leave to withdraw the amendment. Amendment, by leave, withdrawn. Clause 8 [Factors for jury]: [Amendment No. 77 had been withdrawn from the Marshalled List,]
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Lord Henleymoved Amendment No. 78:
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Lord HenleyConservative
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moved Amendment No. 78:
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Lord James of BlackheathI apologise for two out of three. I have been critical of the guidelines for juries since we first came to this debate…
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Lord James of BlackheathConservative
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I apologise for two out of three. I have been critical of the guidelines for juries since we first came to this debate on the grounds that they breach one of the cardinal principles laid down by the great historian Burckhardt, that it is necessary for anyone in possession of the facts to understand them only in the context of the spirit of the circumstances in which they took place. I do not believe that the definitions of guidelines to be offered to juries will do anything to recreate the special circumstances that will have dictated what led to the criminal offence being alleged at the time of the jury’s consideration. I have already commented that there are some potentially quite sinister motives that could significantly colour a jury’s attitude to the question of guilt. I have mentioned particularly the avoidance of liability under a liquidated damages clause and the need to keep a company solvent by avoiding a penalty payment. To me that would seem to be a very significant fact. I do not think it is an issue of attitude, but a completely financially-motivated objective. Further, we should not even think that this is an issue which is divorced from the interests of individual directors. If you know that your company is going to go bankrupt if you meet a liability, you will lose your salary, your expectation of bonuses and whatever you might have invested in the company. You could have a very strong personal incentive for effectively commissioning an illegal act here. Motive is inseparable from an assessment of guilt in this case, and I propose the inclusion of “motive”. I do not think it conflicts with the elimination of “attitude”.
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Lord Lyell of MarkyateI ask the Minister to think very carefully about the word “attitude”. My noble friend Lord Henley has a point when he s…
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Lord Lyell of MarkyateConservative
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I ask the Minister to think very carefully about the word “attitude”. My noble friend Lord Henley has a point when he says that it might be more prejudicial than probative, which is something that courts are extremely careful to consider. I ask the Minister to reflect very carefully on this. I am rather cautious about the addition of the word “motive”. Again, I will be interested to hear what the Minister thinks on reflection.
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Lord Bassam of BrightonDespite what the noble Lord, Lord James, says, Clause 8 is designed to assist jurors in assessing whether a breach was…
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Lord Bassam of BrightonLabour
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Despite what the noble Lord, Lord James, says, Clause 8 is designed to assist jurors in assessing whether a breach was gross. Under the current law of gross negligence manslaughter, juries are asked whether, having regard to the risk of death involved, the defendant’s conduct was so bad in all the circumstances that it should be characterised as gross negligence and therefore as a crime. This test has attracted some criticism as having a degree of circularity and not giving much assistance to juries in determining whether a breach should be considered as gross. With an offence based on a failure to take proper care for the safety of another person, it will always be difficult to describe exactly how such a failure will be manifest. However, we think that we can provide some further clarity on the test. This will help jurors and, in fairness, give potential defendants guidance on what it is that they must do to avoid liability.
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Lord HenleyI thank the noble Lord for that response. I am not sure that we can take the matter much further. He took us very caref…
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Lord HenleyConservative
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I thank the noble Lord for that response. I am not sure that we can take the matter much further. He took us very carefully through most of Clause 8, although he did not underline the fact that subsection (4) states: “This section does not prevent the jury from having regard to any other matters they consider relevant”. I suspect that whether we put in or take out “attitudes” and whether we leave in or take out “motives” makes very little difference. I beg leave to withdraw the amendment. Amendment, by leave, withdrawn. [Amendment No. 78A not moved.]
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Lord Lee of Traffordmoved Amendment No. 79:
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Lord Lee of TraffordLiberal Democrat
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moved Amendment No. 79:
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Lord Hunt of WirralThis is an eminently sensible amendment. I have no hesitation in supporting it. It would require a jury to take into ac…
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Lord Hunt of WirralConservative
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This is an eminently sensible amendment. I have no hesitation in supporting it. It would require a jury to take into account whether an organisation charged with corporate manslaughter had taken its health and safety responsibilities sufficiently seriously to have appointed someone at board level to oversee them directly. The Bill is as much about prevention as about cure, so this kind of amendment could well be beneficial. I therefore support the words of the noble Lord, Lord Lee.
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Lord Bassam of BrightonWe have already had some general discussion about how we see this clause working. Subsection (3) reinforces the fact th…
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Lord Bassam of BrightonLabour
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We have already had some general discussion about how we see this clause working. Subsection (3) reinforces the fact that the breach was organisational. Amendments Nos. 79 and 79A both deal with what juries should consider in assessing the corporate nature of the offending. Both in essence—
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Lord Hunt of WirralThe Minister rose so quickly, he did not give my noble friend Lord James an opportunity to speak.
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Lord Hunt of WirralConservative
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The Minister rose so quickly, he did not give my noble friend Lord James an opportunity to speak.
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Lord Bassam of BrightonI apologise.
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Lord Bassam of BrightonLabour
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I apologise.
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Lord James of BlackheathThe Minister probably thought he had had enough of me for one afternoon. Amendment No. 79A is a reflection of my contin…
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Lord James of BlackheathConservative
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The Minister probably thought he had had enough of me for one afternoon. Amendment No. 79A is a reflection of my continuing concern on two counts arising from the debate over the past three sittings. First, I remain concerned that we still have not clearly, to my satisfaction, pinned down the right level of responsibility that should apply in a considerably wide range of cases. That remains a big issue for me. Secondly, I am concerned that there is a lack of clarity in the Bill about whether there is mitigation as a result of the incompetence of a lower-level employee who has caused injury to himself or to others by failing to follow laid-down rules. I suggested this wording as a means of clarifying once and for all, either way, whether that mitigation is a viable argument on challenge. The example I gave several days ago of death on a race course arising from allowing a fence to be jumped when it involved riding straight into a setting sun would involve the groundsmen, the clerk, the chief executive and the chairman of the course, and, beyond them, the British Horseracing Authority. There is no clarity in any of our discussions about which level would be held accountable in that case for a death that has occurred. I seek only clarity here. I am not nailing my colours to the mast and stating that it is or is not mitigation; I merely seek clarity on how the Act would apply in operational terms.
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Lord Bassam of BrightonI shall try to provide some clarity. I will not repeat what I started to say. In essence, we are asking a jury to think…
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Lord Bassam of BrightonLabour
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I shall try to provide some clarity. I will not repeat what I started to say. In essence, we are asking a jury to think about the role that senior management have played in the breach. I think that picks up on the point made by the noble Lord, Lord James, but we shall see. To some extent, Amendment No. 79 could be seen as helpful. It is certainly the Government’s view that health and safety should be managed from the boardroom down, and the Health and Safety Commission recommends that boards appoint one of their number to be the health and safety director. Whether or not an organisation has appointed a health and safety director could be indicative of the organisation’s overall approach to health and safety matters. However, there are two reasons why we should be reluctant to amend the Bill in this way. First, Clause 8(4) makes it explicit that jurors may have regard to any other factors that they consider relevant, which is a point that the noble Lord, Lord Henley, alerted us to earlier. This is important, as it would not be possible to list all the factors that might be relevant to a gross breach of a duty of care. Of course, it follows the current law where jurors consider all the circumstances of the breach. So whether or not the organisation had appointed a director responsible for health and safety could form part of the jury’s consideration, because it could be indicative, without the need to have this in the Bill. Secondly, and perhaps more importantly, there is a risk that if an organisation had appointed a director for health and safety but that this was essentially lip service to health and safety, a defendant could point to that very fact and discourage jurors from finding a gross breach. The defence could probably argue, “Well, look, we appointed our director. It is their responsibility. It tells you that the culture in the organisation is right, so we do not think that it would be right for us to be convicted”. It would be unwise to run that risk, and I invite the noble Lord to think about that very carefully. The amendment spoken to by the noble Lord, Lord James, would point juries to consider the extent to which junior employees were acting negligently or outside the instructions of senior management. Juries will already be able to consider that, but this amendment would further reassure organisations that corporate manslaughter charges would not be based on the failures of individuals who were relatively junior in the organisation. Although we agree that organisations should not be found guilty in such circumstances, we believe that subsection (3) already makes this sufficiently clear, in particular when considered alongside Clause 1. Noble Lords will recall that Clause 1 ensures that senior management must have played a substantial role in the gross breach in the duty of care. The noble Lord, Lord James, may tell me that that does not provide him with sufficient clarity, and we may have to try again. I hope that the explanation that I have provided, and the Bill, do not prevent jurors taking into account the additional factors raised by the noble Lords, Lord Lee and Lord James, in seeking clarity. There are real dangers in these amendments and I have made those fairly clear. I invite the noble Lord to withdraw his amendment.
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Lord James of BlackheathDoes the Minster agree that the greatest enemy to the effective operation of this Bill would be inconsistency in the tr…
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Lord James of BlackheathConservative
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Does the Minster agree that the greatest enemy to the effective operation of this Bill would be inconsistency in the treatment of cases, which would be taken to have created different levels of mitigation or responsibility for boards? There must be a clear line that consistently guides the challenge to one level. I am seeking a better clarification of where that level is.
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Lord Lyell of MarkyateI would ask the Minister to go on reflecting on this. I note his comment that the health and safety guidance suggests t…
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Lord Lyell of MarkyateConservative
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I would ask the Minister to go on reflecting on this. I note his comment that the health and safety guidance suggests that you do appoint a director, and it might be worthwhile to highlight that in the Bill. The real question about the amendment proposed by my noble friend Lord James is probably whether the senior management had done their best to ensure that the lower echelons of the organisation had taken the trouble to avoid the kind of mistake which had taken place. If the mistake has taken place at a lower level, as it often will have done, as shown in some of the railway cases, the question arises whether, first, the senior management had arranged a proper system and, secondly, whether they had monitored it. The Minister’s answer is very helpful, but I am going to tease it for one moment, because part of his argument might have gone so far as to simply say, “The jury shall have regard to all the circumstances”, and that would have been sufficient. When you start talking about considering a number of circumstances, it is worth considering the balance of the matter. The amendment bears further reflection.
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Lord Bassam of BrightonOf course the amendments bear further reflection; they always do. We try to make sure that is the case. The best I can…
Speaker
Lord Bassam of BrightonLabour
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Of course the amendments bear further reflection; they always do. We try to make sure that is the case. The best I can say to the noble Lord, Lord James, is this. We must bear in mind that each case will have to be judged on its individual merits. You cannot always compare one case with another, though clearly there can be common themes across cases. I suppose it will be important, although the noble Lord has not said it in these terms, that there is guidance in relation to this. He is right that we must make sure that guidance is really clear so that there is a good, common understanding of how the law will work. I am grateful to the noble and learned Lord, Lord Lyell, for his tease because he is right. One has to take all the circumstances into account, and we have provided for that in framing the legislation. I am grateful for his further observations.
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Lord Hunt of WirralDoes the Minister agree that if the message from this Bill were to be that every organisation must appoint one of its d…
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Lord Hunt of WirralConservative
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Does the Minister agree that if the message from this Bill were to be that every organisation must appoint one of its directors or senior personnel as a dedicated health and safety director, and every organisation in fact were to follow that lead, it really would be a tremendous achievement? I do not know whether the Government have some other plan for making sure that this advice is followed. It is sadly the case that not many organisations have appointed one of their directors as a dedicated health and safety director. I agree with the noble Lord, Lord Lee, that if that were to happen, it would send a very clear signal. Can the Minister not acquire a better form of Morse or semaphore and send out the very clear signal that the whole Committee would like him to send?
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Lord Bassam of BrightonThat is a nice invitation from the noble Lord. I go back to the point that I made earlier, that there is a danger in si…
Speaker
Lord Bassam of BrightonLabour
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That is a nice invitation from the noble Lord. I go back to the point that I made earlier, that there is a danger in singling out just one element of guidance, which in a sense this amendment invites us to do. It asks that every organisation should have a director who is responsible for health and safety. That is fine as it stands, but as I pointed out earlier it runs the risk of producing a tick-box mentality where people say, “Yes, we’ve got one of those. Problem solved. We can forget about it”. There is a downside, and I invite noble Lords to think about that risk. I understand that some further reflection is being undertaken about the guidance relating to health and safety issues, so in that context it may well be an issue which requires further thought in any event, although we are talking about issues of negligence here. However, it is an important point, and I have registered it. I do not think it is appropriate to put it in the Bill in the way suggested for the reasons that I have set out, but that is not to say that the issue is not important. Obviously it is important, and we want to encourage organisations to adopt a robust approach to health and safety issues so that the instances where an organisation has to be tried for corporate manslaughter are greatly reduced. If that is the case, the legislation will have been successful, and people will recognise that.
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Viscount GoschenBefore the noble Lord who moved the amendment winds up the debate, I ask the Minister whether, in referring to a direct…
Speaker
Viscount GoschenConservative
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Before the noble Lord who moved the amendment winds up the debate, I ask the Minister whether, in referring to a director, he means a main board director if it is a listed company, particularly given that many boards are moving towards having fewer executive directors on the main board. Secondly, does the Minister really mean a “dedicated” health and safety director, or does he mean a nominated health and safety director? The word “dedicated” suggests to me that that would be a director’s sole task. It might be unrealistic to expect many large plcs to have a director serving on the main board who deals with nothing but health and safety. These are merely questions for clarification.
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Lord Lee of TraffordThe noble Viscount makes a very fair point. I accept that “dedicated” is probably not the correct term, and I would pre…
Speaker
Lord Lee of TraffordLiberal Democrat
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The noble Viscount makes a very fair point. I accept that “dedicated” is probably not the correct term, and I would prefer “nominated”. So far as whether it should be a main board director, I think it should certainly be a senior director, whether on the main board or a director of a subsidiary just below the main board; one could debate that. However, a nominated senior director would be advantageous. I am grateful for the support of the noble Lord, Lord Hunt, and that of the noble and learned Lord, Lord Lyell. I suspect that we are now coming to the end of our third day of the Committee stage, during which we have had a friendly and constructive debate, so I do not want to choose too heavy a word to describe the Minister’s response to my amendment. Perhaps I should just say that I thought his reply was somewhat thin. I cannot see how it is disadvantageous to the change in culture and climate that we are all about in this Bill to seek to nominate an individual. If I may draw an analogy, the argument that the Government seem to be putting forward is that once a company has appointed a finance director, then no other member of the board or senior individual within the firm or corporate body needs to take any particular interest in its financial affairs because they would all be managed by that particular individual. His arguments are therefore somewhat on the thin side. However, I am sure that we will return to this issue on Report. In the circumstances, I shall withdraw the amendment. Amendment, by leave, withdrawn. [Amendment No. 79A not moved.] Clause 8 agreed to.
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Lord Bassam of BrightonI am grateful to the Committee for the progress that we have made today. It may be a convenient moment for the Committe…
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Lord Bassam of BrightonLabour
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I am grateful to the Committee for the progress that we have made today. It may be a convenient moment for the Committee to adjourn until tomorrow at 2 pm. The Committee adjourned at 7.11 pm
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EnactedCorporate Manslaughter and Corporate Homicide Act 2007